Regulatory Audits, Inspections & Investigations
When the Regulator Calls
We support businesses through regulatory audits, inspections and investigations, from preparation to managing the outcome.
What We Do
An audit, inspection or investigation is a stressful moment for any regulated business, and how it is handled can shape the outcome as much as the underlying facts. We stand with clients through these processes, from preparing for them to managing the regulator’s findings and any response.
We help businesses prepare so that an inspection finds them ready rather than exposed, and we manage the engagement itself, helping clients respond accurately, promptly and in a way that builds rather than erodes the regulator’s confidence.
When findings emerge, we help clients respond and remediate, turning a difficult process into a path back to good standing. A measured, well-advised response is what keeps a finding from becoming something far worse.
How We Help
Inspection and audit preparation
Managing regulator engagement
Responding to findings
Remediation planning
Investigation defence and representation
Speak to us about your requirements today
Speak to Our Team
Tell us about your matter and a member of our Compliance & Regulatory Affairs team will come back to you with a clear next step.
Our Core Values
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Integrity
We act with transparency, professionalism, and honesty — always.
Trust is the foundation of every client relationship we build. Whether we’re handling sensitive negotiations or advising on complex regulatory matters, we are committed to doing the right thing, even when no one is watching. Our advice is independent, balanced, and always in your best interests.
Precision
We deliver legal work to the highest standard, every time.
Legal matters demand more than broad understanding — they require accuracy, foresight, and technical excellence. From complex financial structuring to regulatory compliance, our team pays attention to the smallest details, ensuring your legal foundation is solid and future-ready.
Responsiveness
Your time matters. We act fast and communicate clearly.
We know that in business and in life, timing is often everything. That’s why we pride ourselves on being accessible, proactive, and dependable — keeping you informed and involved at every step, and never leaving questions unanswered.
Progress
We work with you to drive growth, innovation, and opportunity.
Our clients aren’t just solving problems — they’re building futures. Whether you’re launching a fintech startup, securing cross-border financing, or protecting your personal investments, we help you move forward with confidence, clarity, and the legal strength to grow.
Our Clients
Great company and qualified employees! Contacted regarding a non-standard request for the creation of a notarized power of attorney. Everything was done quickly and on time. I am pleased with the quality of services provided and the professionalism of the team. I recommend this company to anyone who needs legal assistance in Georgia.
We worked with Nino and Georgy – registered a company and several individual entrepreneurs – we are very pleased. Not only for the result, but also for the service after. This is not a company that just does the job and leaves. We had many questions after registration, we were given as much time as required and all issues were resolved. There were no problems after registration. I recommend it 100%.
Who We Are Working With
Related Services
Other services in this practice area that commonly arise alongside this one.
AML/CFT Programs & Effectiveness
We design AML and CFT programmes and test their effectiveness, so the framework satisfies the regulator and genuinely controls risk.
Learn moreConsumer Protection & Conduct
We help businesses meet the conduct and consumer-protection rules that govern how they market to, sell to and treat their customers.
Learn moreData Protection & Privacy (PDPS)
We help businesses meet their data protection and privacy obligations, from lawful basis and consent to security and data-subject rights.
Learn moreLicensing & Permissions
We help businesses secure and maintain the licences and permissions their regulated activities require, from first application to ongoing compliance.
Learn moreOperational Resilience & Cybersecurity
We help businesses meet operational resilience and cybersecurity expectations, so they keep running and stay protected when disruption hits.
Learn moreOutsourcing & Cloud Compliance
We help regulated businesses outsource and use cloud services without losing control of their regulatory responsibilities.
Learn moreSanctions & High-Risk Jurisdictions
We help businesses navigate sanctions and dealings involving high-risk jurisdictions, so they stay compliant and keep their banking.
Learn moreSpeak to us about your requirements today
News & Insights
23rd August 2026
Georgia’s New Stablecoin Rules: What Issuers Must Do Before the September 2026 Deadline
Georgia’s 2026 stablecoin rules give existing issuers a short window to comply. Here is what the transition deadline means and how to prepare.
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Issuing a Stablecoin: Capital, Reserves and Audits Under the NBG Rulebook
Planning a stablecoin in Georgia? Here is how capital, reserve backing and external audits work under the current National Bank rulebook.
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The 2026 VASP Amendments: How Crypto Capital Requirements Are Changing
New amendments are reshaping how virtual asset providers are regulated in Georgia, with capital and consumer-protection rules due in 2026.
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